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Patch Management in OT: Proactive, Effective, and Compliant

Importance of Patch Management in OT

Author(s): ALPSCALE

Importance of Patch Management in OT

In Operational Technology (OT), especially within critical infrastructures such as energy supply and public transportation, proactive patch management is indispensable. It ensures not only the technical security and uninterrupted availability of systems but also compliance with essential regulatory and normative requirements.

Strategy and Systematic Testing

A well-conceived strategy is fundamental to successful patch management, emphasizing systematic testing and timely application of software updates. Particularly crucial is the early testing of new software patches in dedicated test environments. These test setups allow realistic simulations to thoroughly assess compatibility, functionality, and especially the security impact of patches. This approach helps identify and address errors or unintended side effects before they affect operational systems.

Systematic testing helps reveal potential interactions with existing applications and operating systems. A clearly defined and documented approval process for each patch enhances operational safety, minimizes operational risks, reduces unplanned downtime, and ensures continuous operation of critical systems.

Regulatory Requirements: NIS2 Directive

Regulatory requirements significantly influence OT patch management. The European Union's NIS2 Directive, which aims to strengthen the resilience of critical infrastructures, explicitly mandates proactive and systematic patch management. According to Article 21 of the NIS2 Directive, organizations must ensure "appropriate risk management measures are taken, including applying security updates (patches) to timely address known vulnerabilities." Additionally, organizations must demonstrate the capability to detect and effectively mitigate vulnerabilities promptly.

Normative Requirements: IEC 62443

The IEC 62443 standard complements this with specific requirements for Industrial Automation and Control Systems (IACS). It defines clear guidelines for managing security updates, stipulating that patches must be tested and deployed securely and in a documented manner. IEC 62443-2-3 explicitly states that "patch management processes must be established and maintained to ensure vulnerabilities are promptly identified and mitigated. Patches must be tested for impacts on system integrity and availability prior to installation."

Role of SIEM Systems in Patch Management

Security Information and Event Management (SIEM) systems play a central role in the patch management process. These systems collect and analyze security events in real-time, detect anomalies, and enable the early identification of vulnerabilities addressed by patches. An effective SIEM can thus significantly support timely and targeted prioritization of security updates by providing responsible parties with well-founded, data-driven insights.

Support by ALPSCALE

At ALPSCALE, we comprehensively assist and support you in implementing these regulatory requirements. Our experts have extensive knowledge in IT and OT security, SCADA and PLC programming, cloud technologies, and artificial intelligence (AI). This ensures your patch management is not only implemented at the highest technological standards but also fully compliant with regulatory demands. With ALPSCALE, your systems remain secure, effective, and fully compliant.